Integrated optical transceiver

ABSTRACT

An optical transceiver includes at least one light source and at least one detector mounted on the same surface of the same substrate. The detector is to receive light from other than a light source on the surface. At least one of the light source and the detector is mounted on the surface. An optics block having optical elements for each light source and detectors is attached via a vertical spacer to the substrate. Electrical interconnections for the light source and the detector are accessible from the same surface of the substrate with the optics block attached thereto. One of the light source and the detector may be monolithically integrated into the substrate.

CROSS-REFERENCE TO RELATED APPLICATIONS

The present application claims priority under 35 U.S.C. §119 toPCT/US01/07053, filed Mar. 6, 2001, and to Provisional Application Ser.No.: 60/187,034, filed Mar. 6, 2000, and under 35 U.S.C. § 120 toco-pending U.S. patent application Ser. No. 11/127,284, filed May 12,2005, and parent Ser. No. 10/231,483, filed Aug. 30, 2002, the entirecontents of all of which are hereby incorporated by reference theirentirety for all purposes.

BACKGROUND OF THE INVENTION

Previous attempts at integrating a transceiver on a chip involved usingmonolithic integration, in which the active elements are formed in thesubstrate, and are thus all made of the same material. This does notallow optimum performance to be realized for at least one of thedetector array and the light source array.

Other attempts have placed the active elements, e.g., the light sourcesand the detectors, on different substrates. However, this increases thecomplexity of the system due to an increased number of components andalignment difficulty.

SUMMARY OF THE INVENTION

The present invention is therefore directed to an integrated opticaltransceiver which substantially overcomes one or more of the problemsdue to the limitations and disadvantages of the related art.

The above and other objects of the present invention may be realized byproviding an optical transceiver including at least one light source ona first surface of a substrate, at least one detector on the firstsurface of the substrate, at least one of the at least one light sourceand the at least one detector being mounted on the substrate, the atleast one detector to receive light other than from a light source onthe first surface of the substrate, and an optics block having opticsfor both the at least one light source and the at least one detectorintegrated thereon, the optics block being attached to the substrate.

The at least one light source and the at least one detector may be ofdifferent materials. One of the at least one light source and the atleast one detector may be monolithically integrated with the substrate.The at least one light source may be an array of light sources and theat least one detector may be an array of detectors. The opticaltransceiver may include a spacer between the substrate and the opticsblock. The spacer may completely surround the periphery of the opticsblock. The spacer may include a plurality of separate spacers providedin the periphery of the optics block. The optics for the at least onelight source and the at least one detector may have the same design. Theoptics for the at least one light source may be formed on an oppositeside of the optics block from optics for the at least one detector. Theoptical may include interconnection features on the first surface of thesubstrate for the at least one light source and the at least onedetector. The interconnection features may be on a same side or onopposite sides of the first surface of the substrate for both the atleast one light source and the at least one detector. The optical arrayof light sources and the array of detectors may parallel or may form aline.

The above and other objects of the present invention may be realized byproviding a method of forming an optical transceiver including providinga plurality of detectors on a first surface of a first wafer, providinga plurality of light sources on the first surface of the first wafer, atleast one of the plurality of detectors and the plurality of lightsources being mounted on the first wafer, the detectors to receive lightfrom other than the plurality of light sources on the first surface,providing electrical interconnections for each of the plurality ofdetectors and each of the plurality of light sources on the firstsurface of the first wafer, providing an optics block having at leastone optical element for each of the plurality of detectors and each ofthe plurality of light sources, providing a vertical spacer between theoptics block and the first wafer; attaching the vertical spacer, theoptics block and the first wafer to one another, and singulating thefirst wafer into a plurality of transceivers, each transceiver having atleast one light source and at least one detector.

The method providing of the optics block may include forming the atleast one optical element for each of the plurality of detectors andeach of the plurality of light sources on a second wafer and attachingthe second wafer to the first wafer before the singulating, with thesingulating allowing access to the electrical interconnections. Theproviding of the vertical spacer may include forming vertical spacersfor each of the transceivers on a spacer wafer and attaching the spacerwafer to the first wafer before the singulating, with the singulatingallowing access to the electrical interconnections. The providing of theoptics block may include forming the at least one optical element foreach of the plurality of detectors and each of the plurality of lightsources on a second wafer and attaching the second wafer to the spacerwafer and the first wafer before the singulating, with the singulatingallowing access to the electrical interconnections. The attaching mayinclude directly attaching the second wafer to the spacer wafer. Theproviding of one of the plurality of light sources and the plurality ofdetectors may include monolithically integrating into the first wafer.The providing electrical interconnections for each of the plurality ofdetectors and each of the plurality of light sources may include usingthe same mask for both interconnections to the detectors and the lightsources.

These and other objects of the present invention will become morereadily apparent from the detailed description given hereinafter.However, it should be understood that the detailed description andspecific examples, while indicating the preferred embodiments of theinvention, are given by way of illustration only, since various changesand modifications within the spirit and scope of the invention willbecome apparent to those skilled in the art from this detaileddescription.

BRIEF DESCRIPTION OF THE DRAWINGS

The foregoing and other objects, aspects and advantages will bedescribed with reference to the drawings, in which:

FIG. 1 is an elevational exploded top view of an optical transceiver ofthe present invention;

FIG. 2 is an elevational side view of another optical transceiver of thepresent invention;

FIG. 3 is a top view of another configuration of the light sources anddetectors on the same substrate;

FIG. 4 is a schematic side view of the creation of multiple transceiversin accordance with the present invention; and

FIG. 5 is an exploded elevational perspective view of an interface inconjunction with fibers in a housing and the transceiver of the presentinvention.

DETAILED DESCRIPTION OF THE INVENTION

In the following description, for purposes of explanation and notlimitation, specific details are set forth in order to provide athorough understanding of the present invention. However, it will beapparent to one skilled in the art that the present invention may bepracticed in other embodiments that depart from these specific details.In other instances, detailed descriptions of well-known devices andmethods are omitted so as not to obscure the description of the presentinvention with unnecessary details.

Rather than using monolithic integration, many of the advantages ofintegration can still be realized by providing the light source arrayand the detector array on the same surface of a single substrate andproviding an optics block having the optical elements for both the lightsource array and the detector array integrated therein.

Related, co-pending U.S. Provisional Application Ser. No. 09/690,763entitled “Fiber Interfaces Including Parallel Arrays, Power Monitoringand/or Differential Mode Delay Compensation” filed on Oct. 18, 2000,describes a laser array and a detector array on the same substrate. Inthis previous application, the detector array was used for monitoringthe power of the lasers, a portion of the output laser beams beingdirected to the detector. In accordance with the present disclosure, alight source array and a detector array are integrated on the samesubstrate, but, as shown in FIGS. 1 and 2 of the present application,these detectors are for receiving a signal from a remote location, notfor monitoring the light source array. Of course, an additional array ofmonitor detectors could be provided for monitoring the output of thelight sources.

In FIG. 1, an optical transceiver 100 includes a light source array 102,here shown as a vertical cavity side emitting laser (VCSEL) array, and adetector array 104 are integrated on a silicon wafer 106. Siliconinterconnect tracks 108 supply power to the active elements 102, 106 andpads 110 allow the detector signals to be read out.

An optics block 120 contains two sets of integrated optics, one set 122for the light source array 102 and one set 124 for the detector array104. The integrated optics 122 for the light source receive light fromthe light source array 102 and direct the light to a desiredapplication. The integrated optics 124 for the detectors receive lightfrom a desired application and direct the light to the detector array104. The optics may be diffractives, refractives or hybrids thereof andmay be formed lithographically on the optics block 120.

The integrated optics 122, 124 for the light source array and thedetector array may include optical elements formed on either or bothsurfaces of the optics block 120. Since the optics for both the lightsource array and the detector array are aligned simultaneously, theassembly and alignment steps required for creating a transceiver arereduced. Further, the integration allows the transceiver to be smallerand have fewer parts. Depending upon the material used for thesubstrate, either the detector array or the light source array may bemonolithically integrated therein.

The transceiver 100 also includes a spacer 130 between the activeelements and the optics block 120. The spacer may be an integratedspacer surrounding the perimeter of the optics block, as shown inFIG. 1. The spacer may be a separate element, formed in the optics blockor formed in the substrate. The spacer may serve to protect the activeelements.

In FIG. 2, the bonded structure of a transceiver 200 is shown. Ratherthan having a spacer 130 around the perimeter of the optics block 120,separate spacer elements 230 are positioned at the corners of the opticsblock. Also, the optics 222 for the light sources 202 are on a differentsurface of the optics block 220 than the optics 224 for the detectors204. The optics for both the light sources and the detectors may havethe same design. Again, light sources 202 and detectors 204 are on thesame substrate 206, and one of them may be monolithically integratedtherein. Silicon tracks 208 and pads 208 for providing power and signalsto and from the active elements are also on the substrate.

FIG. 3 is a top view of a transceiver 300 in accordance with anotherembodiment of the present invention. In FIG. 3, rather than having theactive elements 102, 104 arranged in parallel arrays, the activeelements form a linear array. In the particular example shown in FIG. 3,four light sources 102 and four detectors 104 are in a line. The spacingtherebetween reduces cross-talk between the active devices.Corresponding optical elements 122,124 are also now in a single line.This configuration allows a standard 1×12 fiber array to be connectedwith the transceiver. This configuration also allows all the requiredinterconnection to be provided on a same side of the substrate 106,thereby allowing the optics block 120 and the substrate 106 to share acommon edge, which may facilitate manufacturing at the wafer level.

In any of the configurations, the components may be attached usingwafer-to-wafer bonding techniques, as set forth, for example, in U.S.Pat. Nos. 6,096,155 and 6,104,690, commonly assigned, which are herebyincorporated by reference in their entirety for all purposes. Both ofthe above configurations allow the optics for both the transmitterportion and the receiver portion to be aligned simultaneously. As usedherein, the term wafer is meant to generally refer to any structurehaving more than one component which is to be singulated, e.g., diced,for final use. The resultant wafer having a plurality of thetransceivers thereon is then singulated, i.e., vertically separated, toform a plurality of transceivers.

A particular example of wafer bonding all three substrates togetherbefore separating is shown in FIG. 4. By creating spaces 340 between thesets of optical elements 122, 124 for each transceiver and spaces 342between the spacers 130 for each transceiver, e.g., by etching insilicon as shown, the individual transceivers may be realized byseparating the substrate 106 containing the light sources 102 anddetectors 304 at the appropriate points. As shown in FIG. 4, thedetectors 304 are monolithically integrated into the substrate 106.Whichever active element to be provided on the substrate has the highereffective yield is preferably the monolithically integrated element,since the monolithically integrated elements will not be able to besubstituted out. Further, the metalization required for the electricalconnections for both the monolithically integrated element and theadditional active element on the substrate are formed using the samemask set as that for forming the monolithically integrated element. Thishelps insure precise alignment, since the active element to be mountedcan use its metalization to provide its alignment, e.g., by solderself-alignment. The active elements that are to be mounted on thesubstrate may then be tested before being mounted. After mounting, theymay be tested again and replaced if required before the wafer bonding.As used herein, bonding may include any type of attachment, includingthe use of bonding materials, surface tension or directly forming on thesame substrate. As used herein, separating or singulating may includeany means for realizing individual components, e.g., dicing.

The alignment of the active elements to the input and output portscorresponding thereto, typically fibers, is particularly important. Oneconfiguration for insuring proper alignment between the transceiver andfibers is shown in FIG. 5. As can be seen in FIG. 5, a plurality offibers 410 are inserted into a ferrule 412. The active elements of thepresent invention, here the linear configuration as shown in FIG. 3,which are to be in communication with the fibers 410, are preferablyprovided on a silicon bench or sub-mount 416, corresponding to thecommon substrate 106 in FIG. 3. In turn, this silicon bench 416 ispreferably provided on a substrate 418. An optics block 420 provides atleast one optical element between each opto-electronic device on thesub-mount 416 and a corresponding fiber 410. The optics block 420 ispreferably spaced from the opto-electronic devices by a spacer 415. Theoptical elements preferably include elements which collimate, focus,homogenize or otherwise couple the light. Since the optics block has twosurfaces, two optical elements may be provided thereon. Further, ifrequired, additional optics blocks may be bonded to and spaced from theoptics block 420 to provide additional surfaces, as with any of theprevious transceiver configurations.

The spacer 415 is then bonded, e.g., using solder or epoxy, into placeon the bench 416. The bevels which can be seen on the interior surfaceof the spacer 415 simply arise when using silicon as the spacer and thehole therein is formed by wet etching silicon along its crystallineplane. While wet-etching is a simple way of forming the hole in thespacer, vertical side walls may be more advantageous, e.g., for loadbearing. Substantially vertical side walls may be realized by dryetching silicon. Further, other materials such as ceramic, glass,plastic, may be used for the spacer 415. If the spacer 415 istransparent to wavelengths of interest, the hole therein may not berequired.

Preferably, the alignment and bonding of the spacer 415 and the opticsblock 420 occur on a wafer level, and then diced to form respective dieswhich are then aligned to the bench 416. The alignment of the spacer 415is not very sensitive, i.e., the spacer just needs to be aligned so thatit does not block light between the optics block 420 and theopto-electronic device. While a spacer 415 may be formed directly on theoptics block 420 itself, the use of a separate spacer 15 allows largervertical separation to be achieved. The use of a separate spacer isparticularly advantageous when providing optical elements on a bottomsurface of the optics block 20, since the processes for forming theoptics and the spacer features interfere with each other. Finally, useof a separate spacer allows the sealing off of the opto-electronicdevice to be more readily and stably achieved. Such sealing protects theopto-electronic device from environmental factors, such as humidity.

A mechanical interface 422 aligns the optics block 420, which is alreadyaligned with the electro-optical devices, with the fibers 410. This maybe achieved by the provision of alignment features on both themechanical interface 422 and the ferrule 412 housing the fibers 410. Inthe particular example shown, these alignment features consist of holes424 in the ferrule 412, which are already typically present for aligningthe ferrule with other devices, and alignment holes 426 in themechanical interface 422. Once these alignment holes 424, 426 arealigned, an alignment pin, not shown, may then be inserted therein tomaintain the aligned position. Further details of such interfaces may befound, for example, in commonly assigned, co-pending application U.S.Ser. No. 09/418,022, now U.S. Pat. No. 6,374,004, entitled “OpticalSubassembly” which is incorporated by reference in its entirety for allpurposes.

While the present invention is described herein with reference toillustrative embodiments for particular applications, it should beunderstood that the present invention is not limited thereto. Thosehaving ordinary skill in the art and access to the teachings providedherein will recognize additional modifications, applications, andembodiments within the scope thereof and additional fields in which theinvention would be of significant utility without undue experimentation.Thus, the scope of the invention should be determined by the appendedclaims and their legal equivalents, rather than by the examples given.

1-22. (canceled)
 23. An optical device, comprising: a first substratehaving top and bottom surfaces; a second substrate having top and bottomsurfaces; a spacer substrate between a substantially planar portion ofthe top surface of the second substrate and a substantially planar ofthe bottom surface of the first substrate, the spacer substrate, thefirst substrate and the second substrate sealing an interior spacebetween the top surface of the second substrate and the bottom surfaceof the first substrate; an optoelectronic element within the interiorspace; and an electrical interconnection extending from theoptoelectronic element to outside the interior space.
 24. The opticaldevice as claimed in claim 23, further comprising an optical elementhaving optical power therein on a first surface of the top and bottomsurfaces of the first and second substrates.
 25. The optical device asclaimed in claim 24, wherein the optical element is within the interiorspace.
 26. The optical device as claimed in claim 24, wherein theoptical element is a microlens.
 27. The optical device as claimed inclaim 24, wherein the optical element is a refractive element.
 28. Theoptical device as claimed in claim 24, wherein the optical element is adiffractive element.
 29. The optical device as claimed in claim 23,wherein the electrical interconnection extends along at least one of thefirst, second and spacer substrates.
 30. The optical device as claimedin claim 23, wherein the top surface of the second substrate extends inat least one direction beyond the bottom surface of the first substrate.31. The optical device as claimed in claim 23, wherein theoptoelectronic device is mounted on the first substrate.
 32. The opticaldevice as claimed in claim 31, wherein the electrical interconnectionincludes a conductive via through the second substrate.
 33. The opticaldevice as claimed in claim 23, wherein the optoelectronic device ismounted on the second substrate.
 34. The optical device as claimed inclaim 23, wherein the electrical interconnection includes a conductivevia through the second substrate.
 35. The optical device as claimed inclaim 23, wherein at least one of the first and second substrates issilicon.
 36. The optical device as claimed in claim 23, wherein at leastone of the first and second substrates is transparent.
 37. The opticaldevice as claimed in claim 23, wherein the first, second and spacersubstrates are secured having a plurality of optoelectronic elements.38. The optical device as claimed in claim 37, wherein each of theplurality of optoelectronic elements is within a corresponding interiorspace.
 39. The optical device as claimed in claim 37, wherein securedfirst, second and spacer substrates are vertically separated to form aplurality of optical devices.
 40. The optical device as claimed in claim23, wherein the spacer substrate and one of the first and secondsubstrates are secured having a plurality of at least portions ofinterior spaces.
 41. The optical device as claimed in claim 40, whereinsecured spacer substrate and one of the first and second substrates havea plurality of interior spaces.
 42. The optical device as claimed inclaim 40, wherein secured spacer substrate and one of the first andsecond substrates have a plurality of optoelectronic elements withincorresponding interior spaces.
 43. The optical device as claimed inclaim 40, wherein a plurality of another of the first and secondsubstrates are secured to the secured spacer substrate and one of thefirst and second substrates.
 44. The optical device as claimed in claim43, wherein secured first, second and spacer substrates are verticallyseparated to form a plurality of optical devices.
 45. The optical deviceas claimed in claim 43, wherein the another of the first and secondsubstrates is substantially unaffected by the vertical separation. 46.The optical device as claimed in claim 43, wherein the plurality ofanother of the first and second substrates has a plurality ofoptoelectronic elements thereon.